Accounting Guide

Accounting Guide

Author: AICPA

Publisher: John Wiley & Sons

Published: 2019-11-19

Total Pages: 464

ISBN-13: 1948306662

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It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.


Book Synopsis Accounting Guide by : AICPA

Download or read book Accounting Guide written by AICPA and published by John Wiley & Sons. This book was released on 2019-11-19 with total page 464 pages. Available in PDF, EPUB and Kindle. Book excerpt: It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.


Audits of Brokers and Dealers in Securities

Audits of Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Publisher:

Published: 1985

Total Pages: 244

ISBN-13:

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Book Synopsis Audits of Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Download or read book Audits of Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee and published by . This book was released on 1985 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audits of Brokers and Dealers in Securities

Audits of Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Publisher: American Institute of Certified Public Accountants (AICPA)

Published: 1989

Total Pages: 220

ISBN-13:

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Book Synopsis Audits of Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Download or read book Audits of Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee and published by American Institute of Certified Public Accountants (AICPA). This book was released on 1989 with total page 220 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Brokers and Dealers in Securities

Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee

Publisher:

Published: 2010

Total Pages: 404

ISBN-13:

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Book Synopsis Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee

Download or read book Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee and published by . This book was released on 2010 with total page 404 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Computer Audits of Brokers and Dealers in Securities

Computer Audits of Brokers and Dealers in Securities

Author: Gary Gould

Publisher:

Published: 1972

Total Pages: 68

ISBN-13:

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Book Synopsis Computer Audits of Brokers and Dealers in Securities by : Gary Gould

Download or read book Computer Audits of Brokers and Dealers in Securities written by Gary Gould and published by . This book was released on 1972 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Accounting Guide

Accounting Guide

Author: AICPA

Publisher: John Wiley & Sons

Published: 2019-01-14

Total Pages: 464

ISBN-13: 1945498994

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An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.


Book Synopsis Accounting Guide by : AICPA

Download or read book Accounting Guide written by AICPA and published by John Wiley & Sons. This book was released on 2019-01-14 with total page 464 pages. Available in PDF, EPUB and Kindle. Book excerpt: An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.


Securities Industry Developments ...

Securities Industry Developments ...

Author: American Institute of Certified Public Accountants. Auditing Standards Division

Publisher:

Published: 1991

Total Pages: 16

ISBN-13:

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Book Synopsis Securities Industry Developments ... by : American Institute of Certified Public Accountants. Auditing Standards Division

Download or read book Securities Industry Developments ... written by American Institute of Certified Public Accountants. Auditing Standards Division and published by . This book was released on 1991 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audits of Brokers and Dealers in Securities

Audits of Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing

Publisher:

Published: 1987

Total Pages: 256

ISBN-13:

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Book Synopsis Audits of Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing

Download or read book Audits of Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing and published by . This book was released on 1987 with total page 256 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audits of Brokers and Dealers in Securities

Audits of Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Publisher:

Published: 1994

Total Pages: 192

ISBN-13:

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Book Synopsis Audits of Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Download or read book Audits of Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee and published by . This book was released on 1994 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audits of Property and Liability Insurance Companies

Audits of Property and Liability Insurance Companies

Author:

Publisher:

Published: 2000

Total Pages: 380

ISBN-13:

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Book Synopsis Audits of Property and Liability Insurance Companies by :

Download or read book Audits of Property and Liability Insurance Companies written by and published by . This book was released on 2000 with total page 380 pages. Available in PDF, EPUB and Kindle. Book excerpt: