Commingled Agency Accounts

Commingled Agency Accounts

Author: William H. White

Publisher:

Published: 1978

Total Pages: 450

ISBN-13:

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Book Synopsis Commingled Agency Accounts by : William H. White

Download or read book Commingled Agency Accounts written by William H. White and published by . This book was released on 1978 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Securities Activities of Commercial Banks

Securities Activities of Commercial Banks

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Publisher:

Published: 1976

Total Pages: 472

ISBN-13:

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Book Synopsis Securities Activities of Commercial Banks by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Download or read book Securities Activities of Commercial Banks written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1976 with total page 472 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Investment Management Law and Regulation

Investment Management Law and Regulation

Author: Harvey E. Bines

Publisher: Wolters Kluwer

Published: 2004-01-01

Total Pages: 968

ISBN-13: 0735530483

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In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area


Book Synopsis Investment Management Law and Regulation by : Harvey E. Bines

Download or read book Investment Management Law and Regulation written by Harvey E. Bines and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 968 pages. Available in PDF, EPUB and Kindle. Book excerpt: In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area


Hearings

Hearings

Author: United States. Congress Senate

Publisher:

Published: 1958

Total Pages: 2252

ISBN-13:

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Book Synopsis Hearings by : United States. Congress Senate

Download or read book Hearings written by United States. Congress Senate and published by . This book was released on 1958 with total page 2252 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Annual Report

Annual Report

Author: United States. Office of the Comptroller of the Currency

Publisher:

Published: 1975

Total Pages: 258

ISBN-13:

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Book Synopsis Annual Report by : United States. Office of the Comptroller of the Currency

Download or read book Annual Report written by United States. Office of the Comptroller of the Currency and published by . This book was released on 1975 with total page 258 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Annual Report of the Comptroller of the Currency to the ... Session of the ... Congress of the United States

Annual Report of the Comptroller of the Currency to the ... Session of the ... Congress of the United States

Author: United States. Office of the Comptroller of the Currency

Publisher:

Published: 1971

Total Pages: 276

ISBN-13:

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Book Synopsis Annual Report of the Comptroller of the Currency to the ... Session of the ... Congress of the United States by : United States. Office of the Comptroller of the Currency

Download or read book Annual Report of the Comptroller of the Currency to the ... Session of the ... Congress of the United States written by United States. Office of the Comptroller of the Currency and published by . This book was released on 1971 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Congressional Record

Congressional Record

Author: United States. Congress

Publisher:

Published: 1970

Total Pages: 1344

ISBN-13:

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The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)


Book Synopsis Congressional Record by : United States. Congress

Download or read book Congressional Record written by United States. Congress and published by . This book was released on 1970 with total page 1344 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)


Competition and Conditions in the Financial System

Competition and Conditions in the Financial System

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Publisher:

Published: 1981

Total Pages: 956

ISBN-13:

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Book Synopsis Competition and Conditions in the Financial System by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Download or read book Competition and Conditions in the Financial System written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 1981 with total page 956 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Financial Institutions Restructuring and Services Act of 1981

Financial Institutions Restructuring and Services Act of 1981

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Publisher:

Published: 1981

Total Pages: 1192

ISBN-13:

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Book Synopsis Financial Institutions Restructuring and Services Act of 1981 by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Download or read book Financial Institutions Restructuring and Services Act of 1981 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 1981 with total page 1192 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Hearings, Reports and Prints of the Senate Committee on Banking and Currency

Hearings, Reports and Prints of the Senate Committee on Banking and Currency

Author: United States. Congress. Senate. Committee on Banking and Currency

Publisher:

Published: 1967

Total Pages: 1410

ISBN-13:

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Book Synopsis Hearings, Reports and Prints of the Senate Committee on Banking and Currency by : United States. Congress. Senate. Committee on Banking and Currency

Download or read book Hearings, Reports and Prints of the Senate Committee on Banking and Currency written by United States. Congress. Senate. Committee on Banking and Currency and published by . This book was released on 1967 with total page 1410 pages. Available in PDF, EPUB and Kindle. Book excerpt: