Dodd-frank Wall Street Reform And Consumer Protection Act: Purpose, Critique, Implementation Status And Policy Issues

Dodd-frank Wall Street Reform And Consumer Protection Act: Purpose, Critique, Implementation Status And Policy Issues

Author: Douglas D Evanoff

Publisher: World Scientific

Published: 2014-06-13

Total Pages: 319

ISBN-13: 9814590053

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In this volume, what are thought to be some of the more important aspects of the Dodd-Frank Act are discussed from a number of perspectives, including that of industry scholars who have been actively involved in evaluating financial regulation, regulators who are responsible for implementing the reform, financial policy experts representing think tanks and banking trade associations, congressmen and congressional staff involved with developing the legislation, and legal scholars. The volume summarizes the act, evaluates how the new regulations are being implemented and how the implementation process is progressing, and discusses modifications that, in the views of the authors, might be needed to more effectively achieve the stated goals of the legislation.


Book Synopsis Dodd-frank Wall Street Reform And Consumer Protection Act: Purpose, Critique, Implementation Status And Policy Issues by : Douglas D Evanoff

Download or read book Dodd-frank Wall Street Reform And Consumer Protection Act: Purpose, Critique, Implementation Status And Policy Issues written by Douglas D Evanoff and published by World Scientific. This book was released on 2014-06-13 with total page 319 pages. Available in PDF, EPUB and Kindle. Book excerpt: In this volume, what are thought to be some of the more important aspects of the Dodd-Frank Act are discussed from a number of perspectives, including that of industry scholars who have been actively involved in evaluating financial regulation, regulators who are responsible for implementing the reform, financial policy experts representing think tanks and banking trade associations, congressmen and congressional staff involved with developing the legislation, and legal scholars. The volume summarizes the act, evaluates how the new regulations are being implemented and how the implementation process is progressing, and discusses modifications that, in the views of the authors, might be needed to more effectively achieve the stated goals of the legislation.


Dodd-Frank Wall Street Reform and Consumer Protection Act

Dodd-Frank Wall Street Reform and Consumer Protection Act

Author:

Publisher: Government Printing Office

Published:

Total Pages: 888

ISBN-13: 9780160861109

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Book Synopsis Dodd-Frank Wall Street Reform and Consumer Protection Act by :

Download or read book Dodd-Frank Wall Street Reform and Consumer Protection Act written by and published by Government Printing Office. This book was released on with total page 888 pages. Available in PDF, EPUB and Kindle. Book excerpt:


DoddFrank Wall Street Reform and Consumer Protection Act: Regulations to be Issued by the Consumer Financial Protection Bureau

DoddFrank Wall Street Reform and Consumer Protection Act: Regulations to be Issued by the Consumer Financial Protection Bureau

Author:

Publisher: DIANE Publishing

Published:

Total Pages: 40

ISBN-13: 1437938590

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Book Synopsis DoddFrank Wall Street Reform and Consumer Protection Act: Regulations to be Issued by the Consumer Financial Protection Bureau by :

Download or read book DoddFrank Wall Street Reform and Consumer Protection Act: Regulations to be Issued by the Consumer Financial Protection Bureau written by and published by DIANE Publishing. This book was released on with total page 40 pages. Available in PDF, EPUB and Kindle. Book excerpt:


The Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act

Author:

Publisher:

Published: 2010

Total Pages:

ISBN-13:

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Book Synopsis The Dodd-Frank Wall Street Reform and Consumer Protection Act by :

Download or read book The Dodd-Frank Wall Street Reform and Consumer Protection Act written by and published by . This book was released on 2010 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:


Dodd-frank Act Regulations

Dodd-frank Act Regulations

Author: U.s. Government Accountability Office

Publisher:

Published: 2017-08-14

Total Pages: 118

ISBN-13: 9781974548514

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"Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires or authorizes various federal financial regulators to issue hundreds of rules to implement reforms intended to strengthen the financial services industry. GAO is required to annually study financial services regulations. This report examines (1) the regulatory analyses, including cost-benefit analyses, financial regulators have performed to assess the impact of selected final rules issued pursuant to the Dodd-Frank Act; (2) how financial regulators consulted with each other in implementing the selected final rules to avoid duplication or conflicts; and (3) what is known about the impact of the final rules. GAO examined the 32 final Dodd-Frank Act rules in effect as of July 21, 2011; the regulatory analyses conducted for 10 of the 32 rules that allowed for some level of agency discretion; statutes and executive orders requiring agencies to perform regulatory analysis; and studies on the impact of the Dodd-Frank Act. GAO also interviewed regulators, academics, and industry representatives. "


Book Synopsis Dodd-frank Act Regulations by : U.s. Government Accountability Office

Download or read book Dodd-frank Act Regulations written by U.s. Government Accountability Office and published by . This book was released on 2017-08-14 with total page 118 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires or authorizes various federal financial regulators to issue hundreds of rules to implement reforms intended to strengthen the financial services industry. GAO is required to annually study financial services regulations. This report examines (1) the regulatory analyses, including cost-benefit analyses, financial regulators have performed to assess the impact of selected final rules issued pursuant to the Dodd-Frank Act; (2) how financial regulators consulted with each other in implementing the selected final rules to avoid duplication or conflicts; and (3) what is known about the impact of the final rules. GAO examined the 32 final Dodd-Frank Act rules in effect as of July 21, 2011; the regulatory analyses conducted for 10 of the 32 rules that allowed for some level of agency discretion; statutes and executive orders requiring agencies to perform regulatory analysis; and studies on the impact of the Dodd-Frank Act. GAO also interviewed regulators, academics, and industry representatives. "


The Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act

Author: Susan A. Berson

Publisher:

Published: 2012

Total Pages: 0

ISBN-13: 9781614381501

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This is a practical guide to help attorneys in the financial services industry, and financial industry professionals on complexities of this far-reaching law. Divided into eight parts, each section represents a financial services sector where the book addresses the factual and regulatory background behind the pertinent Dodd-Frank provisions, the known changes in federal law caused by Dodd-Frank, and any upcoming deadlines for new regulations that will implement the statutes.


Book Synopsis The Dodd-Frank Wall Street Reform and Consumer Protection Act by : Susan A. Berson

Download or read book The Dodd-Frank Wall Street Reform and Consumer Protection Act written by Susan A. Berson and published by . This book was released on 2012 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is a practical guide to help attorneys in the financial services industry, and financial industry professionals on complexities of this far-reaching law. Divided into eight parts, each section represents a financial services sector where the book addresses the factual and regulatory background behind the pertinent Dodd-Frank provisions, the known changes in federal law caused by Dodd-Frank, and any upcoming deadlines for new regulations that will implement the statutes.


Dodd-Frank Act Regulations

Dodd-Frank Act Regulations

Author: U. s. Government Accountability Office

Publisher: CreateSpace

Published: 2012-06-23

Total Pages: 120

ISBN-13: 9781478118152

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GAO – 12-151, Dodd-Frank Act Regulations, addresses The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) which requires or authorizes various federal financial regulators to issue hundreds of rules to implement reforms intended to strengthen the financial services industry. GAO is required to annually study financial services regulations. This report examines (1) the regulatory analyses, including cost-benefit analyses, financial regulators have performed to assess the impact of selected final rules issued pursuant to the Dodd-Frank Act; (2) how financial regulators consulted with each other in implementing the selected final rules to avoid duplication or conflicts; and (3) what is known about the impact of the final rules. GAO examined the 32 final Dodd-Frank Act rules in effect as of July 21, 2011; the regulatory analyses conducted for 10 of the 32 rules that allowed for some level of agency discretion; statutes and executive orders requiring agencies to perform regulatory analysis; and studies on the impact of the Dodd-Frank Act. GAO also interviewed regulators, academics, and industry representatives. Federal financial regulators are required to conduct a variety of regulatory analyses, but the requirements vary and none of the regulators are required to conduct benefit-cost analysis. All financial regulators must analyze the paperwork burden imposed by their rules and consider the impact of their rules on small entities as part of their rulemaking process. The Commodity Futures Trading Commission and the Securities and Exchange Commission are also required under their authorizing statutes to consider certain benefits and costs of their rules. As independent regulatory agencies, the federal financial regulators are not subject to executive orders requiring federal agencies to conduct detailed benefit-cost analysis in accordance with a guidance issued by the Office of Management and Budget (OMB). Financial regulators are not required to follow OMB's guidance, but most told GAO that they attempt to follow the guidance in principle or spirit. GAO's review of regulators' rulemaking policies and 10 final rules found inconsistencies in the extent to which OMB's guidance was reflected. GAO recommends that to the extent the regulators strive to follow OMB's guidance, they should take steps to more fully incorporate the guidance into their rulemaking policies and ensure that it is consistently followed. Although federal financial regulators have coordinated their rulemaking, they generally lacked formal policies to guide these efforts. The Dodd-Frank Act establishes interagency coordination requirements for certain agencies and for specific rules or subject matters. However, for other rules, the regulators have discretion as to whether interagency coordination should occur. The Financial Stability Oversight Council (FSOC) is tasked with facilitating coordination among member agencies but, to date, has played a limited role in doing so beyond its own rulemakings as it continues to define its role. Several regulators voluntarily coordinated with each other on some of the rules GAO reviewed. However, most of the regulators, including the Bureau of Consumer Financial Protection, lacked written protocols for interagency coordination, a leading practice that GAO has previously identified for interagency coordination. GAO recommends that FSOC work with the financial regulators to develop such protocols for Dodd-Frank Act rulemaking.~


Book Synopsis Dodd-Frank Act Regulations by : U. s. Government Accountability Office

Download or read book Dodd-Frank Act Regulations written by U. s. Government Accountability Office and published by CreateSpace. This book was released on 2012-06-23 with total page 120 pages. Available in PDF, EPUB and Kindle. Book excerpt: GAO – 12-151, Dodd-Frank Act Regulations, addresses The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) which requires or authorizes various federal financial regulators to issue hundreds of rules to implement reforms intended to strengthen the financial services industry. GAO is required to annually study financial services regulations. This report examines (1) the regulatory analyses, including cost-benefit analyses, financial regulators have performed to assess the impact of selected final rules issued pursuant to the Dodd-Frank Act; (2) how financial regulators consulted with each other in implementing the selected final rules to avoid duplication or conflicts; and (3) what is known about the impact of the final rules. GAO examined the 32 final Dodd-Frank Act rules in effect as of July 21, 2011; the regulatory analyses conducted for 10 of the 32 rules that allowed for some level of agency discretion; statutes and executive orders requiring agencies to perform regulatory analysis; and studies on the impact of the Dodd-Frank Act. GAO also interviewed regulators, academics, and industry representatives. Federal financial regulators are required to conduct a variety of regulatory analyses, but the requirements vary and none of the regulators are required to conduct benefit-cost analysis. All financial regulators must analyze the paperwork burden imposed by their rules and consider the impact of their rules on small entities as part of their rulemaking process. The Commodity Futures Trading Commission and the Securities and Exchange Commission are also required under their authorizing statutes to consider certain benefits and costs of their rules. As independent regulatory agencies, the federal financial regulators are not subject to executive orders requiring federal agencies to conduct detailed benefit-cost analysis in accordance with a guidance issued by the Office of Management and Budget (OMB). Financial regulators are not required to follow OMB's guidance, but most told GAO that they attempt to follow the guidance in principle or spirit. GAO's review of regulators' rulemaking policies and 10 final rules found inconsistencies in the extent to which OMB's guidance was reflected. GAO recommends that to the extent the regulators strive to follow OMB's guidance, they should take steps to more fully incorporate the guidance into their rulemaking policies and ensure that it is consistently followed. Although federal financial regulators have coordinated their rulemaking, they generally lacked formal policies to guide these efforts. The Dodd-Frank Act establishes interagency coordination requirements for certain agencies and for specific rules or subject matters. However, for other rules, the regulators have discretion as to whether interagency coordination should occur. The Financial Stability Oversight Council (FSOC) is tasked with facilitating coordination among member agencies but, to date, has played a limited role in doing so beyond its own rulemakings as it continues to define its role. Several regulators voluntarily coordinated with each other on some of the rules GAO reviewed. However, most of the regulators, including the Bureau of Consumer Financial Protection, lacked written protocols for interagency coordination, a leading practice that GAO has previously identified for interagency coordination. GAO recommends that FSOC work with the financial regulators to develop such protocols for Dodd-Frank Act rulemaking.~


The Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act

Author: Gill North

Publisher:

Published: 2013

Total Pages: 45

ISBN-13:

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The Dodd-Frank Act in the United States is a major piece of legislation. Some of its reforms are bold, particularly in the areas of consumer protection and derivative trading. However, the regulatory framework of the Act is far from complete. While the broad reform was successfully negotiated through Congress and the Senate, the political challenges are far from over. The full scope and nature of the financial reform will take several years to evolve as the mandated studies and rule making are completed and implemented. We argue that the extent to which the reforms achieve their stated objectives will depend on three factors: (i) the competency, integrity and forcefulness of the federal regulators,(ii) their ability and willingness to supervise the finance industry on an integrated basis, and (iii) their ability to change fundamentally their regulatory culture and mindset.


Book Synopsis The Dodd-Frank Wall Street Reform and Consumer Protection Act by : Gill North

Download or read book The Dodd-Frank Wall Street Reform and Consumer Protection Act written by Gill North and published by . This book was released on 2013 with total page 45 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Dodd-Frank Act in the United States is a major piece of legislation. Some of its reforms are bold, particularly in the areas of consumer protection and derivative trading. However, the regulatory framework of the Act is far from complete. While the broad reform was successfully negotiated through Congress and the Senate, the political challenges are far from over. The full scope and nature of the financial reform will take several years to evolve as the mandated studies and rule making are completed and implemented. We argue that the extent to which the reforms achieve their stated objectives will depend on three factors: (i) the competency, integrity and forcefulness of the federal regulators,(ii) their ability and willingness to supervise the finance industry on an integrated basis, and (iii) their ability to change fundamentally their regulatory culture and mindset.


Hearing to Review Implementation of Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act Relating to Position Limits

Hearing to Review Implementation of Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act Relating to Position Limits

Author: United States. Congress

Publisher: Createspace Independent Publishing Platform

Published: 2017-12-16

Total Pages: 72

ISBN-13: 9781981782888

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Hearing to review implementation of provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to position limits : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Eleventh Congress, second session, December 15, 2010.


Book Synopsis Hearing to Review Implementation of Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act Relating to Position Limits by : United States. Congress

Download or read book Hearing to Review Implementation of Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act Relating to Position Limits written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-12-16 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt: Hearing to review implementation of provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to position limits : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Eleventh Congress, second session, December 15, 2010.


Hearing to Review Implementation of Title VII of the Dodd-frank Wall Street Reform and Consumer Protection Act

Hearing to Review Implementation of Title VII of the Dodd-frank Wall Street Reform and Consumer Protection Act

Author: United States Congress

Publisher: Createspace Independent Publishing Platform

Published: 2017-10-10

Total Pages: 226

ISBN-13: 9781978120907

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Hearing to review implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act: hearings before the Committee on Agriculture and the Subcommittee on General Farm Commodities and Risk Management, House of Representatives, One Hundred Twelfth Congress, first session, February 10, 15, 2011.


Book Synopsis Hearing to Review Implementation of Title VII of the Dodd-frank Wall Street Reform and Consumer Protection Act by : United States Congress

Download or read book Hearing to Review Implementation of Title VII of the Dodd-frank Wall Street Reform and Consumer Protection Act written by United States Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-10-10 with total page 226 pages. Available in PDF, EPUB and Kindle. Book excerpt: Hearing to review implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act: hearings before the Committee on Agriculture and the Subcommittee on General Farm Commodities and Risk Management, House of Representatives, One Hundred Twelfth Congress, first session, February 10, 15, 2011.