Enforcement of Corporate and Securities Law

Enforcement of Corporate and Securities Law

Author: Robin Hui Huang

Publisher: Cambridge University Press

Published: 2017-09-28

Total Pages: 553

ISBN-13: 1316738507

DOWNLOAD EBOOK

This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.


Book Synopsis Enforcement of Corporate and Securities Law by : Robin Hui Huang

Download or read book Enforcement of Corporate and Securities Law written by Robin Hui Huang and published by Cambridge University Press. This book was released on 2017-09-28 with total page 553 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.


The Enforcement of Securities Law in China

The Enforcement of Securities Law in China

Author: Wenming Xu

Publisher: Springer Nature

Published: 2022-03-14

Total Pages: 157

ISBN-13: 9811909040

DOWNLOAD EBOOK

This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.


Book Synopsis The Enforcement of Securities Law in China by : Wenming Xu

Download or read book The Enforcement of Securities Law in China written by Wenming Xu and published by Springer Nature. This book was released on 2022-03-14 with total page 157 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.


Global Securities Litigation and Enforcement

Global Securities Litigation and Enforcement

Author: Pierre-Henri Conac

Publisher: Cambridge University Press

Published: 2019-01-03

Total Pages: 1363

ISBN-13: 1108577423

DOWNLOAD EBOOK

Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.


Book Synopsis Global Securities Litigation and Enforcement by : Pierre-Henri Conac

Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2019-01-03 with total page 1363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.


Enforcement of Corporate and Securities Law: China and the World

Enforcement of Corporate and Securities Law: China and the World

Author: Robin Hui Huang

Publisher:

Published:

Total Pages:

ISBN-13: 9781316752012

DOWNLOAD EBOOK


Book Synopsis Enforcement of Corporate and Securities Law: China and the World by : Robin Hui Huang

Download or read book Enforcement of Corporate and Securities Law: China and the World written by Robin Hui Huang and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:


Securities and Federal Corporate Law

Securities and Federal Corporate Law

Author: Harold S. Bloomenthal

Publisher: West Group Publishing

Published: 1998

Total Pages: 1678

ISBN-13:

DOWNLOAD EBOOK


Book Synopsis Securities and Federal Corporate Law by : Harold S. Bloomenthal

Download or read book Securities and Federal Corporate Law written by Harold S. Bloomenthal and published by West Group Publishing. This book was released on 1998 with total page 1678 pages. Available in PDF, EPUB and Kindle. Book excerpt:


The Securities Law Enforcement Remedies Act of 1989

The Securities Law Enforcement Remedies Act of 1989

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Publisher:

Published: 1990

Total Pages: 500

ISBN-13:

DOWNLOAD EBOOK


Book Synopsis The Securities Law Enforcement Remedies Act of 1989 by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Download or read book The Securities Law Enforcement Remedies Act of 1989 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1990 with total page 500 pages. Available in PDF, EPUB and Kindle. Book excerpt:


A Case for Shareholders' Fiduciary Duties in Common Law Asia

A Case for Shareholders' Fiduciary Duties in Common Law Asia

Author: Ernest Lim

Publisher: Cambridge University Press

Published: 2019-08-22

Total Pages: 655

ISBN-13: 1108426581

DOWNLOAD EBOOK

Reconceptualises the general meeting, controlling shareholders and institutional investors as fiduciaries in four leading common law Asian jurisdictions.


Book Synopsis A Case for Shareholders' Fiduciary Duties in Common Law Asia by : Ernest Lim

Download or read book A Case for Shareholders' Fiduciary Duties in Common Law Asia written by Ernest Lim and published by Cambridge University Press. This book was released on 2019-08-22 with total page 655 pages. Available in PDF, EPUB and Kindle. Book excerpt: Reconceptualises the general meeting, controlling shareholders and institutional investors as fiduciaries in four leading common law Asian jurisdictions.


A History of Securities Law in the Supreme Court

A History of Securities Law in the Supreme Court

Author: A.C. Pritchard

Publisher: Oxford University Press

Published: 2023-03-07

Total Pages: 385

ISBN-13: 0197665934

DOWNLOAD EBOOK

A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.


Book Synopsis A History of Securities Law in the Supreme Court by : A.C. Pritchard

Download or read book A History of Securities Law in the Supreme Court written by A.C. Pritchard and published by Oxford University Press. This book was released on 2023-03-07 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.


SEC Compliance and Enforcement Answer Book

SEC Compliance and Enforcement Answer Book

Author: David M. Stuart

Publisher:

Published: 2020

Total Pages:

ISBN-13: 9781402436062

DOWNLOAD EBOOK


Book Synopsis SEC Compliance and Enforcement Answer Book by : David M. Stuart

Download or read book SEC Compliance and Enforcement Answer Book written by David M. Stuart and published by . This book was released on 2020 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:


Regulation by Prosecution

Regulation by Prosecution

Author: Roberta S. Karmel

Publisher: Simon & Schuster

Published: 1982

Total Pages: 408

ISBN-13:

DOWNLOAD EBOOK


Book Synopsis Regulation by Prosecution by : Roberta S. Karmel

Download or read book Regulation by Prosecution written by Roberta S. Karmel and published by Simon & Schuster. This book was released on 1982 with total page 408 pages. Available in PDF, EPUB and Kindle. Book excerpt: