Public Company Deskbook

Public Company Deskbook

Author: Robert E. Buckholz, Jr.

Publisher:

Published: 2015-02-07

Total Pages: 0

ISBN-13: 9781402423154

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Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.


Book Synopsis Public Company Deskbook by : Robert E. Buckholz, Jr.

Download or read book Public Company Deskbook written by Robert E. Buckholz, Jr. and published by . This book was released on 2015-02-07 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.


Public Company Deskbook

Public Company Deskbook

Author: John T. Bostelman

Publisher:

Published: 2010

Total Pages: 968

ISBN-13:

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Book Synopsis Public Company Deskbook by : John T. Bostelman

Download or read book Public Company Deskbook written by John T. Bostelman and published by . This book was released on 2010 with total page 968 pages. Available in PDF, EPUB and Kindle. Book excerpt:


The Sarbanes-Oxley Deskbook

The Sarbanes-Oxley Deskbook

Author: John T. Bostelman

Publisher:

Published: 2003

Total Pages: 1106

ISBN-13:

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Book Synopsis The Sarbanes-Oxley Deskbook by : John T. Bostelman

Download or read book The Sarbanes-Oxley Deskbook written by John T. Bostelman and published by . This book was released on 2003 with total page 1106 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues

Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues

Author:

Publisher:

Published: 2007

Total Pages: 0

ISBN-13: 9781402408120

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Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues provides that necessary information. Stocked with easy-to-follow checklists, the Deskbook shows you how to carry out internal investigations that spot and stop legal problems, protect the rights of employees when they're subject to investigation or prosecution, and cooperate with government investigators in ways that help reduce legal and financial damage if wrongdoing is proved.


Book Synopsis Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues by :

Download or read book Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues written by and published by . This book was released on 2007 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues provides that necessary information. Stocked with easy-to-follow checklists, the Deskbook shows you how to carry out internal investigations that spot and stop legal problems, protect the rights of employees when they're subject to investigation or prosecution, and cooperate with government investigators in ways that help reduce legal and financial damage if wrongdoing is proved.


Anderson on Colorado Civil Litigation Forms

Anderson on Colorado Civil Litigation Forms

Author: Robert Anderson

Publisher:

Published:

Total Pages:

ISBN-13: 9781930993716

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Book Synopsis Anderson on Colorado Civil Litigation Forms by : Robert Anderson

Download or read book Anderson on Colorado Civil Litigation Forms written by Robert Anderson and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:


Securities Law and Practice Deskbook

Securities Law and Practice Deskbook

Author: Gary M. Brown

Publisher:

Published: 2013-01-16

Total Pages: 0

ISBN-13: 9781402418969

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In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations


Book Synopsis Securities Law and Practice Deskbook by : Gary M. Brown

Download or read book Securities Law and Practice Deskbook written by Gary M. Brown and published by . This book was released on 2013-01-16 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations


Intellectual Property Deskbook for the Business Lawyer

Intellectual Property Deskbook for the Business Lawyer

Author: Sharon K. Sandeen

Publisher: American Bar Association

Published: 2007

Total Pages: 270

ISBN-13: 9781590316801

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The Intellectual Property Deskbook is intended to serve as the business lawyer's starting point for issue identification, perspective, and resources in dealing with intellectual property issues and assets, whether in the context of structuring and consummating transactions or in the day-to-day counseling of clients. It is specifically designed to become the go-to reference for beginning the analysis, refreshing the memory, or seeking direction for in depth research on the wide range of IP-related issues.


Book Synopsis Intellectual Property Deskbook for the Business Lawyer by : Sharon K. Sandeen

Download or read book Intellectual Property Deskbook for the Business Lawyer written by Sharon K. Sandeen and published by American Bar Association. This book was released on 2007 with total page 270 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Intellectual Property Deskbook is intended to serve as the business lawyer's starting point for issue identification, perspective, and resources in dealing with intellectual property issues and assets, whether in the context of structuring and consummating transactions or in the day-to-day counseling of clients. It is specifically designed to become the go-to reference for beginning the analysis, refreshing the memory, or seeking direction for in depth research on the wide range of IP-related issues.


Government Contract Law

Government Contract Law

Author:

Publisher: American Bar Association

Published: 2007

Total Pages: 660

ISBN-13: 9781590318959

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Book Synopsis Government Contract Law by :

Download or read book Government Contract Law written by and published by American Bar Association. This book was released on 2007 with total page 660 pages. Available in PDF, EPUB and Kindle. Book excerpt:


The Sarbanes-Oxley Deskbook

The Sarbanes-Oxley Deskbook

Author: John T. Bostelman

Publisher: Practising Law Inst

Published: 2003

Total Pages: 2995

ISBN-13: 9781402403040

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Called "the bible for securities lawyers" by FORTUNE MAGAZINE!The new Sarbanes-Oxley Deskbook is todays most comprehensive and current one-stop guide to the far-reaching public company governance, disclosure, and reporting reforms triggered by the Sarbanes-Oxley Act of 2002 and related SEC, NYSE, and NASD initiatives.Designed to help attorneys, directors, officers, accountants, auditors, and research analysts, The Sarbanes-Oxley Deskbook offers you a uniquely clear understanding of these daunting new requirements and the procedures you must implement to ensure full, problem-free compliance. Covering strict CEO/CFO certification standards, expanded prohibitions on non-audit services, new bans on loans to insiders, new attorney up-the-ladder disclosure requirements, and other mandates, the Deskbook offers you: . Clause-by-clause analysis of the SOA and related rules - with expert commentary on how to proceed in the wake (or absence) of official guidance. Step-by-step direction on how to satisfy all new governance, disclosure, and reporting standards - with the help of checklists and sample forms and committee charters. Clear warnings about the tougher new civil and criminal penalties for SOA-related violations


Book Synopsis The Sarbanes-Oxley Deskbook by : John T. Bostelman

Download or read book The Sarbanes-Oxley Deskbook written by John T. Bostelman and published by Practising Law Inst. This book was released on 2003 with total page 2995 pages. Available in PDF, EPUB and Kindle. Book excerpt: Called "the bible for securities lawyers" by FORTUNE MAGAZINE!The new Sarbanes-Oxley Deskbook is todays most comprehensive and current one-stop guide to the far-reaching public company governance, disclosure, and reporting reforms triggered by the Sarbanes-Oxley Act of 2002 and related SEC, NYSE, and NASD initiatives.Designed to help attorneys, directors, officers, accountants, auditors, and research analysts, The Sarbanes-Oxley Deskbook offers you a uniquely clear understanding of these daunting new requirements and the procedures you must implement to ensure full, problem-free compliance. Covering strict CEO/CFO certification standards, expanded prohibitions on non-audit services, new bans on loans to insiders, new attorney up-the-ladder disclosure requirements, and other mandates, the Deskbook offers you: . Clause-by-clause analysis of the SOA and related rules - with expert commentary on how to proceed in the wake (or absence) of official guidance. Step-by-step direction on how to satisfy all new governance, disclosure, and reporting standards - with the help of checklists and sample forms and committee charters. Clear warnings about the tougher new civil and criminal penalties for SOA-related violations


Federal Securities Litigation

Federal Securities Litigation

Author: David M. Brodsky

Publisher:

Published: 1997

Total Pages: 516

ISBN-13: 9781574000320

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Disk contains forms from the printed text in WordPerfect 5.1 format.


Book Synopsis Federal Securities Litigation by : David M. Brodsky

Download or read book Federal Securities Litigation written by David M. Brodsky and published by . This book was released on 1997 with total page 516 pages. Available in PDF, EPUB and Kindle. Book excerpt: Disk contains forms from the printed text in WordPerfect 5.1 format.