Accounting Guide: Brokers and Dealers in Securities 2017

Accounting Guide: Brokers and Dealers in Securities 2017

Author: AICPA

Publisher: John Wiley & Sons

Published: 2017-12-11

Total Pages: 400

ISBN-13: 1945498323

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The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.


Book Synopsis Accounting Guide: Brokers and Dealers in Securities 2017 by : AICPA

Download or read book Accounting Guide: Brokers and Dealers in Securities 2017 written by AICPA and published by John Wiley & Sons. This book was released on 2017-12-11 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.


Accounting Guide

Accounting Guide

Author: AICPA

Publisher: John Wiley & Sons

Published: 2019-01-14

Total Pages: 464

ISBN-13: 1945498994

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An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.


Book Synopsis Accounting Guide by : AICPA

Download or read book Accounting Guide written by AICPA and published by John Wiley & Sons. This book was released on 2019-01-14 with total page 464 pages. Available in PDF, EPUB and Kindle. Book excerpt: An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.


Accounting Guide

Accounting Guide

Author: AICPA

Publisher: John Wiley & Sons

Published: 2019-11-19

Total Pages: 464

ISBN-13: 1948306662

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It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.


Book Synopsis Accounting Guide by : AICPA

Download or read book Accounting Guide written by AICPA and published by John Wiley & Sons. This book was released on 2019-11-19 with total page 464 pages. Available in PDF, EPUB and Kindle. Book excerpt: It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.


Audit and Accounting Guide

Audit and Accounting Guide

Author: Aicpa

Publisher:

Published: 2009

Total Pages: 369

ISBN-13: 9780870518461

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Book Synopsis Audit and Accounting Guide by : Aicpa

Download or read book Audit and Accounting Guide written by Aicpa and published by . This book was released on 2009 with total page 369 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Brokers and Dealers in Securities

Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee

Publisher:

Published: 2002

Total Pages: 292

ISBN-13:

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Book Synopsis Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee

Download or read book Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee and published by . This book was released on 2002 with total page 292 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Securities Industry Developments ...

Securities Industry Developments ...

Author: American Institute of Certified Public Accountants. Auditing Standards Division

Publisher:

Published: 1991

Total Pages: 16

ISBN-13:

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Book Synopsis Securities Industry Developments ... by : American Institute of Certified Public Accountants. Auditing Standards Division

Download or read book Securities Industry Developments ... written by American Institute of Certified Public Accountants. Auditing Standards Division and published by . This book was released on 1991 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audits of Brokers and Dealers in Securities

Audits of Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Publisher:

Published: 1985

Total Pages: 244

ISBN-13:

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Book Synopsis Audits of Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Download or read book Audits of Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee and published by . This book was released on 1985 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Brokers and Dealers in Securities

Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Banking and Savings Institutions Committee

Publisher:

Published: 1998

Total Pages: 280

ISBN-13:

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Book Synopsis Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Banking and Savings Institutions Committee

Download or read book Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Banking and Savings Institutions Committee and published by . This book was released on 1998 with total page 280 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audits of Brokers and Dealers in Securities

Audits of Brokers and Dealers in Securities

Author: American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Publisher: American Institute of Certified Public Accountants (AICPA)

Published: 1989

Total Pages: 220

ISBN-13:

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Book Synopsis Audits of Brokers and Dealers in Securities by : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee

Download or read book Audits of Brokers and Dealers in Securities written by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee and published by American Institute of Certified Public Accountants (AICPA). This book was released on 1989 with total page 220 pages. Available in PDF, EPUB and Kindle. Book excerpt:


Audit and Accounting Guide - Brokers and Dealers in Securities - September 1 2012

Audit and Accounting Guide - Brokers and Dealers in Securities - September 1 2012

Author: American Institute of Certified Public Accountants

Publisher:

Published: 2012

Total Pages:

ISBN-13: 9781937351687

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Book Synopsis Audit and Accounting Guide - Brokers and Dealers in Securities - September 1 2012 by : American Institute of Certified Public Accountants

Download or read book Audit and Accounting Guide - Brokers and Dealers in Securities - September 1 2012 written by American Institute of Certified Public Accountants and published by . This book was released on 2012 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: